Wiki Surgical documentation question

dkb6126

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I have a situation where two physicians performed a complex surgery. One was the primary surgeon, the other is the assistant surgeon. My problem is the only operative report was done by the assistant surgeon. He does list himself as the assistant surgeon in the dictation. There is no addendum by the primary surgeon, or his signature anywhere on the documentation. I'm fairly sure this doesn't meet documentation requirements, but I can't find anything written to back that up. The primary physician told me " the assistant did the dictation for both of us". Any guidance would be appreciated.
 
Assistant Surgeon

Good Morning...Our General Surgeons use other Surgeons in our group as Assistant Surgeon's. The Primary Surgeon dictates the operative note and notes on the operative note that Good Doctor, MD (no available hospital assistant) and he also dictates in the body of the operative note that Good Doctor, MD helped him preform the procedure. I am attaching an article from AAPC. Hope this helps.
Teresa Cooper, CGSC

Assistant At Surgery
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Assistant at Surgery
By admin aapc In Industry News January 1, 2008 5 Comments
Billing successfully for an assistant at surgery is all in the way physicians document op reports and coders attach modifiers.
By Susan Vogelberger, CPC, CPC-H, CMBS, CCP

To bill for an assistant at surgery, the surgeon is required to specify in the body of the operative report what the assistant actually does. It is not sufficient evidence of participation to list the assistant’s name in the heading of the operative report. It is also a good idea to mention in the indications paragraph why there is a need for an assistant. Carriers that request the op report in order to process the assistant’s claim will deny claims if there is no accounting by the surgeon for what was performed by the assistant.

Procedures that are not designated as allowing payment for an assistant will also be denied and should not be billed. Once a billing pattern has been detected, claims will be continually flagged for review of the op report.

Once an op report has been signed by the surgeon, it becomes a legal document and cannot be altered or redone. For claims denied for lack of documentation for assistant at surgery claims, the surgeon can dictate an addendum to the op report and the claim can be resubmitted.

Read Up on Policy
Medicare publishes a list of rules that specifies (1) procedures in which a surgical assist is allowed; (2) procedures in which a surgical assist is not allowed and payments are denied (and the patient cannot be billed for the assistant surgeon charge); and (3) procedures in which surgical assist might be allowed upon carrier review. You can obtain a copy of the assistant surgeon procedure list from your fiscal intermediary.

More and more, carriers are following CMS guidelines in this and other billing issues. Assistant at surgery guidelines and policies, however, can vary with different carriers and can change at their discretion. A provider’s contract can also affect the processing of these claims. It is a good practice to review all carrier contracts yearly and to renegotiate if necessary.

Attach the Appropriate Modifier
In the event that an op report indicates an assistant at surgery and the physician documents the purpose of the assistant appropriately, you should attach a modifier to the procedure code for payment. There is more than one modifier; however, so choose wisely.

Modifier 80 Assistant Surgeon

Modifier 80 identifies surgical assistant services and is applied to the surgical procedure code(s). Assisting physicians usually charge 20 to 25 percent of their normal fee for performing the surgery alone. Payers often use the surgeon’s contract rate to figure the assistant’s percentage, and do not pay a resident an assistant surgeon fee. Although this modifier is preferred by most payers to report an assistant surgeon, always monitor the explanation of benefits (EOBs) and maintain a list of carrier preferences.

Medicare and Modifier 80
Medicare restricts the use of modifier 80 to the primary procedure performed. Where payment for an assistant surgeon is allowed, payment is based on 16 percent of the fee schedule payment amount.

Modifier 81 Minimum Assistant at Surgery

Minimum surgical assistant services are identified by appending modifier 81 to the usual procedure code.

Modifier 82 Assistant Surgeon

Modifier 82 indicates that the procedure was performed requiring the presence of an assistant surgeon when a qualified resident surgeon was not available. In teaching hospitals, special requirements must be met to allow billing for an assistant surgeon, and modifier 82 is typically used in those instances. Check with your Medicare carrier for details. Box 19 on the CMS-1500 form can be used to type a message to indicate that a qualified resident surgeon was not available.

Modifier AS-Assistant at Surgery

Physician assistant, nurse practitioner, or clinical nurse specialist services for assistant at surgery are identified by adding the HCPCS Level II modifier AS to the usual procedure code. This modifier may only be submitted with surgery codes, and additional documentation is required upon submission.

Documentation required in the medical record:

1. A statement that no qualified resident was available to perform the service, or

2. A statement indicating that exceptional medical circumstances exist, or

3. A statement indicating the primary surgeon has an across-the-board policy of never involving residents in the preoperative, operative, or postoperative care of his/her patients.

Be Aware of Limitations
CMS’ Guidelines 20.4.3—Assistant at Surgery Services (Rev. 1, 10-01-03) B3-15044 state: For assistant at surgery services performed by physicians, the fee schedule amount equals 16 percent of the amount otherwise applicable for the global surgery. Carriers may not pay assistants at surgery for surgical procedures in which a physician is used as an assistant at surgery in fewer than five percent of the cases for that procedure nationally. This is determined through manual reviews.

In addition to the assistant at surgery modifiers 80, 81, or 82, any procedures submitted with modifier AS are subject to the assistant surgeon’s policy enunciated in the Medicare Physician Fee Schedule (MPFS) database. They will pay claims for procedures with these modifiers only if the services of an assistant surgeon are authorized.

Physicians are prohibited from billing a Medicare beneficiary for assistant at surgery services for procedure codes subject to the assistant at surgery limit, and are not permitted to circumvent this by using an advance beneficiary notice (ABN). Physicians who knowingly and willfully violate this prohibition and bill a beneficiary for an assistant at surgery service for these procedure codes may be subject to the penalties contained under §1842(j)(2) of the Social Security Act. Penalties vary based on the frequency and seriousness of the violation.

To determine whether the services of an assistant surgeon may be submitted to Medicare with modifier AS, refer to the Medicare Physician Fee Schedule database. Refer to the column heading “Asst Surg.”



MPFS Payment Indicators
Indicator 0—Payment restriction for assistants at surgery applies to this procedure. Supporting documentation (as described earlier) may be submitted on appeal.

Indicator 1—Statutory payment restriction for assistants at surgery applies to this procedure. Assistants at surgery will not be paid.

Indicator 2—Payment restriction for assistants at surgery does not apply to this procedure. Assistants at surgery may be paid.

Indicator 9—Concept does not apply (the most likely explanation is that the procedure is not a surgery).
 
Documentation for an assist

Hi all - can anyone tell me when this became effective or if it's always been the case please? I can't find that info on CMS or the internet.

Also, what is a "qualifying" resident?

Thanks!
 
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